Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Gillespie has been in the financial services industry since July 17, 2004. Douglas is currently registered with J.v.b. Financial Group, LLC. Douglas is also registered in Florida and New York. Douglas is a Series 3, 6, 7, 55, 57TO and SIE licensed representative. Previously, Douglas was associated with TMC Bonds L.L.C., MADISON PROPRIETARY TRADING GROUP, LLC, NEWEDGE USA, LLC, NEWEDGE FINANCIAL INC., BEAR, STEARNS & CO. INC., PARK AVENUE SECURITIES LLC, ASSENT LLC, PRU GLOBAL SECURITIES, LLC, UBS FINANCIAL SERVICES INC., ANDOVER BROKERAGE, L.L.C., and NEUBERGER BERMAN MANAGEMENT INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2014 - Present
J.v.b. Financial Group, LLC (Locust Valley NY)
NY
06/16/2011 - 09/04/2014
TMC BONDS L.L.C. (NEW YORK NY)
NY
02/11/2010 - 03/15/2010
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
07/10/2008 - 10/19/2009
NEWEDGE USA, LLC (NEW YORK NY)
NY
07/10/2008 - 09/01/2008
NEWEDGE FINANCIAL INC. (NEW YORK NY)
NY
02/19/2008 - 07/09/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/07/2007 - 02/05/2008
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/11/2007 - 06/14/2007
ASSENT LLC (NEW YORK NY)
NY
04/08/2005 - 07/05/2006
PRU GLOBAL SECURITIES, LLC (NEW YORK NY)
NJ
09/09/2002 - 04/20/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/15/2001 - 10/11/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
10/11/2000 - 07/03/2001
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
BC
Issued 11/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2005
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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