Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Buchanan is an advisor with Citizens JMP Securities, LLC with over 7 years of experience in the financial industry. Douglas has a Series 7, Series 63, Series 86, and Series 87 licenses and is registered in New York. Douglas has previously worked with Janney Montgomery Scott LLC and Piper Jaffray & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/10/2017 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
NY
09/22/2015 - 12/13/2016
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
09/19/2012 - 10/02/2015
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
07/19/2011 - 09/11/2012
JMP SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/29/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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