Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ross Davis is a financial advisor with Empower Advisory Group, LLC in Greenwood Village, CO. Douglas Ross Davis has 22 years of experience in the financial services industry. Douglas Ross Davis is registered with the state of Colorado as an Investment Advisor Representative. Douglas Ross Davis is also registered with FINRA and has passed the Series 6, Series 7, Series 63, Series 65, and Series 66 exams. Douglas Ross Davis was previously registered with Northstar Realty Securities, LLC, J.P. Morgan Institutional Investments Inc., Chase Investment Services Corp., and Allstate Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/15/2018 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
05/16/2012 - 03/04/2013
NORTHSTAR REALTY SECURITIES, LLC (GREENWOOD VILLAGE CO)
CO
01/03/2011 - 02/10/2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
04/16/2008 - 12/31/2010
CHASE INVESTMENT SERVICES CORP. (ENGLEWOOD CO)
CO
06/26/2006 - 04/16/2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
02/23/2005 - 06/22/2006
ALLSTATE FINANCIAL SERVICES, LLC (WHEAT RIDGE CO)
NE
05/22/2002 - 02/14/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MN
06/18/1999 - 06/11/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 09/24/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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