Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Rogers is a securities professional with over 25 years of experience in the financial services industry. Douglas has a strong background in investments, having worked for several firms, including The Buckingham Research Group Incorporated, Capital & Business Planning, Inc., Banca IMI Securities Corp., Rickel & Associates, Inc. and Printon Kane & Co., L.P. Currently, Douglas is associated with Earlybirdcapital, Inc. Douglas holds FINRA Series 7, Series 63, and SIE licenses and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2019 - Present
Earlybirdcapital, Inc. (NY NY)
NY
05/12/1997 - 10/12/2018
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
OH
05/12/1997 - 05/12/1997
CAPITAL & BUSINESS PLANNING, INC. (MILAN OH)
NY
01/01/1993 - 05/26/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
06/08/1990 - 04/12/1991
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NA
02/14/1989 - 05/26/1989
PRINTON KANE & CO., L.P.
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Douglas Rogers is the right advisor for you? Invested Better is here to help.
