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Douglas Robert Sweet

Charter Advisory Corp.

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About Douglas Robert Sweet

Douglas Sweet is an investment advisor representative. Douglas is currently registered with Charter Advisory Corp. and has been in the industry since April 15, 1988. Douglas has experience in providing investment advisory services. Douglas has also been associated with Mutual Service Corporation, Titan/Value Equities Group, Inc., and Southmark Financial Services, Inc.. Douglas has been registered with the state of Indiana for investment advisory services since August 27, 2009.

Firm Information

Douglas Sweet is currently registered with Charter Advisory Corp.. Charter Advisory Corp. is an investment advisor located in Indianapolis, Indiana. The firm has 14 licensed agents, 15 investment adviser representatives, and 15 registered representatives. They advise individuals, high net worth individuals, pension and profit sharing plans, corporations and other businesses, and charitable organizations. They manage approximately $319 million in regulatory assets under management. The firm offers financial planning, portfolio management for individuals, selection of other advisors, and participates in a wrap fee program. Their website is HTTP://WWW.CHARTERADVISORY.COM.
Charter Advisory Corp.

250 E. 96TH STREET

INDIANAPOLIS, IN 46240

$319.22M

Assets Under Management

2

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Sweet’s Registration & Firm History

IN

08/27/2009 - Present

Charter Advisory Corp. (FISHERS IN)

IN

02/20/1991 - 09/08/2009

MUTUAL SERVICE CORPORATION (FISHERS IN)

CA

05/02/1989 - 01/22/1991

TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)

NA

02/22/1988 - 04/05/1989

SOUTHMARK FINANCIAL SERVICES, INC.

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Licenses & Designations

IA

Issued 02/03/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/19/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Robert Sweet.
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