Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Orifice has been in the financial services industry since 1999. Douglas is currently a registered representative with LPL Financial LLC and an Investment Advisor Representative with Arsenal Financial, LLC, Douglas has been with LPL Financial LLC since 2010 and with Arsenal Financial, LLC since 2018. Douglas specializes in providing financial planning, investment management, and consulting services to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
08/16/2010 - Present
LPL Financial LLC (NORWELL MA)
MA
10/23/2009 - 08/16/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HINGHAM MA)
MA
10/21/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HINGHAM MA)
NY
10/22/2003 - 10/28/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MN
07/02/1999 - 10/24/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/02/1999 - 10/24/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
03/12/1999 - 06/09/1999
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
IA
Issued 12/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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