Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Robert Moline is an investment advisor representative and a Registered Representative with Janney Montgomery Scott LLC. Douglas has been in the financial services industry for 17 years and has held a variety of roles. Douglas is licensed to provide investment advice in several states, including Florida, Texas, and several other states. Douglas also holds multiple licenses including Series 7, Series 63, and Series 65. Douglas's previous employment includes a position at Citigroup Global Markets Inc., where Douglas worked for three years. Douglas specializes in providing financial planning, portfolio management, and investment advice to individuals and businesses. Douglas has a demonstrated track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
04/11/2017 - Present
Janney Montgomery Scott LLC (STUART FL)
FL
05/24/2005 - 09/15/2008
CITIGROUP GLOBAL MARKETS INC. (STUART FL)
IA
Issued 05/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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