Unclaimed
Douglas Magic is a financial professional with over 20 years of experience in the industry. Currently, Douglas is registered with Foreside Fund Services, LLC and is licensed in 9 states. Douglas has experience with a variety of firms including DWS Distributors, INC., IVY Distributors, INC., WADDELL & REED, MBSC Securities Corporation, OppenheimerFunds Distributor, INC., Mutual Service Corporation and Dean Witter Reynolds INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/26/2018 - Present
Foreside Fund Services, LLC (Fort Lauderdale FL)
IL
07/11/2016 - 04/03/2018
DWS DISTRIBUTORS, INC. (CHICAGO IL)
KS
12/17/2007 - 07/06/2016
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
12/17/2007 - 07/06/2016
WADDELL & REED (OVERLAND PARK KS)
NY
02/05/2004 - 11/12/2007
MBSC SECURITIES CORPORATION (NEW YORK NY)
NY
05/05/2000 - 01/21/2004
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MA
04/20/1999 - 04/07/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
07/23/1997 - 03/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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