Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Lempa is a registered representative with Bernstein Institutional Services LLC in New York, NY. Douglas has been working in the financial industry since 2008. Prior to working at Bernstein Institutional Services LLC, Douglas was employed with Sanford C. Bernstein & Co., LLC, Barclays Capital Inc., and Dahlman Rose & Company, LLC. Douglas has a broad range of experience and holds multiple licenses including Series 3, Series 57TO, SIE, Series 55, and Series 7. Douglas is a seasoned professional who is committed to providing his clients with exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
07/15/2020 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
05/09/2011 - 07/21/2020
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/28/2008 - 04/04/2011
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
BC
Issued 11/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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