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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Filipovits is a financial advisor with Cetera Investment Advisers LLC. Douglas has over 20 years of experience in the financial services industry. Douglas specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Douglas is also a Certified Financial Planner. Douglas is registered with the following states: Arizona, California, Florida, Kansas, Louisiana, Missouri, Nebraska, New Jersey, North Carolina, Tennessee, Texas, and Wisconsin. Douglas is committed to providing his clients with personalized financial advice and services that meet their unique needs.
OVERLAND PARK, KS
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KS
03/21/2024 - Present
Cetera Investment Advisers LLC (OVERLAND PARK KS)
MO
06/03/2008 - 11/26/2012
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (KANSAS CITY MO)
KS
03/06/2007 - 06/03/2008
GRANT WILLIAMS L.P. (OVERLAND PARK KS)
NY
02/13/2006 - 12/31/2006
HSBC SECURITIES (USA) INC. (MAMARONECK NY)
IL
12/09/2002 - 02/01/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
11/14/2002 - 12/20/2002
MURJEN FINANCIAL, INC. (SYOSSET NY)
IA
Issued 1/10/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/8/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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