Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Robert Dubiel is a financial advisor with over 30 years of experience in the industry. Douglas is currently registered with Kelson Asset Management LLC. Douglas is also registered with the state of Florida and New York. Douglas has experience working with clients at both Rockefeller Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Douglas holds a number of industry licenses and designations, including Series 7, 10, 31, 63, 65, 66, and SIE. Douglas has expertise in portfolio management for pooled investment vehicles, specifically with clients such as insurance companies, pooled investment vehicles, and investment companies. Douglas also serves as Chief Operating Officer of Seekr Technology, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CT
07/21/2023 - Present
Kelson Asset Management LLC (STAMFORD CT)
NY
12/19/2018 - 03/16/2021
ROCKEFELLER FINANCIAL LLC (NEW YORK NY)
MA
10/31/1991 - 02/25/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKLAND MA)
BOTH
Issued 01/15/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/03/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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