Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Coleman is an investment advisor representative with LPL Financial LLC. Coleman has been in the financial industry since January 25, 1979. Coleman is registered with the state of Colorado and Texas. Coleman is also registered with FINRA and is a member of the Securities Investor Protection Corporation (SIPC). Coleman's firm LPL Financial LLC is a broker-dealer and investment advisor with more than 20,000 employees. The firm has more than $50 billion in assets under management and serves a variety of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. LPL Financial LLC offers a variety of services including financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/03/2018 - Present
LPL Financial LLC (BOULDER CO)
CO
05/07/1996 - 02/21/2007
1717 CAPITAL MANAGEMENT COMPANY (LITTLETON CO)
NY
11/23/1994 - 05/24/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
12/02/1993 - 11/09/1994
MUTUAL SERVICE CORPORATION (BOSTON MA)
MD
08/06/1992 - 12/07/1993
CALVERT SECURITIES CORPORATION (BETHESDA MD)
OH
06/23/1987 - 07/24/1992
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NA
11/21/1978 - 05/12/1987
CIGNA SECURITIES, INC.
BC
Issued 12/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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