Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Babcock is a financial professional with over 20 years of experience in the industry. Douglas has been registered with GLP Investment Services, LLC since 2018. Previously, Douglas worked at PFS Investments Inc. for over two years, where he was registered in both the Broker-Dealer and Investment Advisor spaces. Douglas is licensed in both Colorado and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MI
02/22/2018 - Present
GLP Investment Services, LLC (Farmington MI)
GA
05/08/1995 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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