Unclaimed
Douglas Wynn is a financial advisor with Cetera Advisor Networks LLC. Douglas has been in the financial industry since June 24, 1994. Douglas is registered with the following states: Colorado, Florida, Illinois, Kansas, Maryland, Missouri, New York, North Carolina, Ohio, and Pennsylvania. Douglas is a Series 6 and Series 63 licensed professional. Douglas holds the SIE certification and is also a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
09/03/2013 - Present
Cetera Advisor Networks LLC (ST CHARLES MO)
MO
02/04/2010 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ST CHARLES MO)
MO
08/09/2007 - 02/01/2010
LPL FINANCIAL CORPORATION (SAINT CHARLES MO)
MO
11/11/1998 - 08/01/2007
WALNUT STREET SECURITIES, INC. (ST CHARLES MO)
NY
07/19/1994 - 11/04/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
04/15/1994 - 05/23/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/15/1994 - 05/23/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 06/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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