Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Richard Snow is a registered investment advisor representative with UBS Financial Services Inc. and has been active in the financial industry since 2006. Douglas has a combined experience of over 17 years in the financial industry, specializing in various financial services including investments, retirement planning, insurance, and financial planning. Douglas is also a registered representative with FINRA and holds the Series 7 and Series 66 licenses. Douglas has previously worked at Commonwealth Financial Network and Lincoln Financial Advisors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/01/2024 - Present
UBS Financial Services Inc. (Amityville NY)
NY
05/10/2010 - 05/02/2024
COMMONWEALTH FINANCIAL NETWORK (Islandia NY)
NY
11/05/2008 - 05/13/2010
LINCOLN FINANCIAL ADVISORS CORPORATION (SYOSSET NY)
NY
01/26/2006 - 10/10/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MITCHEL FIELD NY)
BOTH
Issued 11/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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