Unclaimed
Douglas Richard Quilling is a financial advisor with Level Four Financial, LLC. Douglas has been in the industry since 1996. Douglas is registered with the following states: Alabama, Arkansas, Florida, Kentucky, Louisiana, Mississippi, and Wisconsin. Douglas also holds the following licenses: Series 6, Series 7 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/01/2007 - Present
Level Four Financial, LLC (PANAMA CITY FL)
FL
07/05/2006 - 05/02/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (PANAMA CITY FL)
FL
01/11/2001 - 07/21/2006
RAYMOND JAMES & ASSOCIATES, INC. (TALLAHASSEE FL)
FL
07/14/2000 - 01/05/2001
INVESTACORP, INC. (MIAMI FL)
MA
07/31/1996 - 07/25/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 04/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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