Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Richard Kinney is a financial professional registered with Bluerock Capital Markets LLC in Newport Beach, CA. Douglas has a background in the financial industry, having worked in various roles at firms like Sun Life Institutional Distributors (U.S.) LLC, TCG Securities, L.L.C., Greenhill & Co., LLC, Credit Suisse Securities (USA) LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Douglas is licensed to conduct securities business in Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/16/2023 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
IL
05/19/2016 - 01/06/2021
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC (CHICAGO IL)
DC
11/26/2012 - 05/13/2016
TCG SECURITIES, L.L.C. (WASHINGTON DC)
IL
07/06/2010 - 11/28/2012
GREENHILL & CO., LLC (CHICAGO IL)
IL
12/18/2000 - 06/10/2010
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
NJ
03/06/2000 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IL
11/18/1996 - 02/29/2000
HEITMAN SECURITIES LLC (CHICAGO IL)
BC
Issued 02/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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