Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Mitchell is a financial advisor with over 12 years of experience in the industry. Douglas Mitchell is currently registered with Osaic Wealth, Inc. in Texas. Douglas Mitchell has a wide range of experience, having previously worked with Securities America, Inc. in Texas, LPL Financial LLC in Texas, CUNA Brokerage Services, Inc. in Texas, SWBC Investment Services, LLC in Texas and NYLIFE SECURITIES LLC in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (VICTOR NY)
TX
06/01/2023 - 06/14/2024
SECURITIES AMERICA, INC. (SAN ANTONIO TX)
TX
05/18/2022 - 06/16/2023
LPL FINANCIAL LLC (Austin TX)
TX
07/20/2017 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Round Rock TX)
TX
02/28/2013 - 06/20/2017
SWBC INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
07/06/2011 - 03/05/2013
NYLIFE SECURITIES LLC (AUSTIN TX)
BOTH
Issued 12/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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