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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Elliott is a financial advisor with Ameriprise Financial Services, LLC, located in Valparaiso, Indiana. Douglas has been in the financial services industry since 2006. He has a Series 66 and Series 7 license. Douglas has experience with clients of all types including individuals, businesses, high-net-worth individuals, trusts/estates, insurance companies, charitable organizations, and pension and profit-sharing plans. Douglas is also a Registered Representative for Ameriprise Financial Services, LLC and has a branch office in Valparaiso. Douglas offers a variety of financial planning and investment services, including asset allocation, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
03/18/2024 - Present
Ameriprise Financial Services, LLC (Valparaiso IN)
IL
03/06/2014 - 03/29/2022
MORGAN STANLEY (Chicago IL)
IL
01/27/2009 - 07/19/2012
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
03/15/2006 - 01/20/2009
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
CT
02/15/2002 - 06/04/2002
ABN AMRO INCORPORATED (STAMFORD CT)
CT
11/10/2000 - 12/07/2001
ABN AMRO INCORPORATED (STAMFORD CT)
BOTH
Issued 03/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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