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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Duke is a financial advisor currently registered with Cetera Investment Advisers LLC. Douglas has been in the industry since 2004 and holds multiple licenses and certifications, including a Series 7, Series 66 and SIE. Douglas has worked with previous firms including VOYA FINANCIAL ADVISORS, INC. and AMERIPRISE FINANCIAL SERVICES, INC.. Douglas specializes in providing financial advice and investment management to individuals, businesses, high net worth individuals, and charitable organizations. Douglas's expertise extends to providing financial planning, pension consulting, educational seminars, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MS
06/29/2023 - Present
Cetera Investment Advisers LLC (GAUTIER MS)
MS
03/30/2012 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (OXFORD MS)
MS
05/10/2004 - 01/23/2012
AMERIPRISE FINANCIAL SERVICES, INC. (KOSCIUSKO MS)
MN
05/10/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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