Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Randolph Woods has been in the financial industry since 1994. Douglas is currently registered with Prudential Annuities Distributors, Inc. and holds Series 6, Series 26 and Series 63 licenses. Douglas has been associated with several other financial institutions, including PRUCO SECURITIES, LLC., THE LEADERS GROUP, INC., LINCOLN FINANCIAL DISTRIBUTORS, INC., AXA DISTRIBUTORS, LLC, HARTFORD EQUITY SALES COMPANY INC., PHOENIX EQUITY PLANNING CORPORATION, WS GRIFFITH SECURITIES, INC., MML DISTRIBUTORS, LLC, TOWER SQUARE SECURITIES, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY and NYLIFE SECURITIES INC. Douglas is licensed to sell securities in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
01/03/2020 - 04/01/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CO
02/26/2019 - 11/11/2019
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
05/21/2013 - 02/26/2019
LINCOLN FINANCIAL DISTRIBUTORS, INC. (HARTFORD CT)
NC
09/07/2010 - 05/22/2013
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CT
05/14/2004 - 09/02/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
03/19/2003 - 04/20/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
09/17/2001 - 04/01/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
MA
07/22/1999 - 09/06/2001
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CA
11/18/1997 - 05/05/1999
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MA
03/19/1997 - 09/24/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/19/1997 - 09/24/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/26/1996 - 02/28/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
05/21/1993 - 08/09/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/21/1993 - 08/09/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 08/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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