Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Brody is a registered representative with Mcs Capital Markets Llc. Douglas is also registered with KKR Capital Markets LLC. Douglas has been in the securities industry since 2006. Douglas is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/01/2013 - Present
MCS Capital Markets LLC (NEW YORK NY)
NY
10/05/2006 - 11/03/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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