Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Sokolik is a financial professional with over 13 years of experience in the industry. Douglas is currently registered with BOK Financial Securities, Inc. and is located in Stamford, Connecticut. Douglas specializes in providing financial advice to individuals, businesses, and pooled investment vehicles. Prior to joining BOK Financial Securities, Inc., Douglas was employed by Amherst Pierpont in Westport, Connecticut and RBS Securities Inc. in Stamford, Connecticut. Douglas is also licensed in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/01/2016 - Present
BOK Financial Securities, Inc. (Stamford CT)
CT
09/16/2013 - 06/21/2016
AMHERST PIERPONT (WESTPORT CT)
CT
11/10/2009 - 08/22/2013
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 05/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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