Unclaimed
Douglas Ralston Combs is a financial advisor with Regions Securities LLC. Douglas is registered with the state of North Carolina and 14 other states, with a Series 63, Series 79 and SIE. Douglas Combs has been in the industry for 7 years. Douglas is a licensed securities professional, able to provide financial advice and products to clients in North Carolina and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/29/2015 - Present
Regions Securities LLC (Charlotte NC)
BC
Issued 01/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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