Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Quint is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., working out of the Georgetown, TX office. Douglas has been in the securities industry since 2007. Douglas has also been registered with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, and Northwestern Mutual Investment Services, LLC. In addition to securities licenses, Douglas has several professional designations. Douglas also has experience working as a baking assistant for a family business and a owner of a LLC focused on developing technology to destruct trash and recycle.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/09/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GEORGETOWN TX)
TX
01/03/2011 - 01/18/2017
WELLS FARGO CLEARING SERVICES, LLC (AUSTIN TX)
TX
04/18/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CEDAR PARK TX)
WI
04/15/2005 - 09/07/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 05/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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