Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas R Falkinburg is a financial professional with over 20 years of experience in the industry. Douglas is registered with Cetera Investment Advisers LLC and has been with the firm since August 2022. Douglas has also held previous roles with Hancock Whitney Investment Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., UVEST Financial Services Group, Inc., and Wachovia Securities, LLC. Douglas offers financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
08/23/2022 - Present
Cetera Investment Advisers LLC (FAIRHOPE AL)
AL
07/26/2010 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (MOBILE AL)
NY
10/04/2007 - 01/08/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
SC
11/30/2006 - 10/11/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (HILTON HEAD SC)
SC
10/19/2006 - 11/08/2006
UVEST FINANCIAL SERVICES GROUP, INC. (HILTON HEAD SC)
SC
03/28/2005 - 08/17/2006
WACHOVIA SECURITIES, LLC (HILTON HEAD SC)
NY
03/01/2001 - 10/05/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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