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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas R. Falkinburg is a financial advisor with Cetera Investment Advisers LLC. Douglas has been working in the financial services industry since 2002. Douglas is registered to provide investment advice in Alabama and Texas. Douglas is a Certified Financial Planner. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
08/23/2022 - Present
Cetera Investment Advisers LLC (FAIRHOPE AL)
AL
07/26/2010 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (MOBILE AL)
NY
10/04/2007 - 01/08/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
SC
11/30/2006 - 10/11/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (HILTON HEAD SC)
SC
10/19/2006 - 11/08/2006
UVEST FINANCIAL SERVICES GROUP, INC. (HILTON HEAD SC)
SC
03/28/2005 - 08/17/2006
WACHOVIA SECURITIES, LLC (HILTON HEAD SC)
NY
03/01/2001 - 10/05/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 3/2/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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