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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas McConnell is a financial advisor who has over 20 years of experience in the industry. Douglas is currently registered with March Capital Corp. and has previously worked with firms such as Metropolitan Capital Investment Banc, Inc., American Trust Investment Services, Inc., and William Blair & Company L.L.C. Douglas holds several licenses and certifications including Series 7, Series 63, Series 24, Series 26, Series 39, Series 52TO, Series 62, Series 6TO, Series 72, Series 82TO and Series 99TO. Douglas McConnell is a registered representative of and offers securities through March Capital Corp., a registered broker-dealer and member FINRA/SIPC. Investment advisory services are offered through March Capital Corp., a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
03/26/2018 - Present
March Capital Corp. (CHICAGO IL)
IL
09/29/2016 - 12/26/2017
METROPOLITAN CAPITAL INVESTMENT BANC, INC. (CHICAGO IL)
IL
03/15/2016 - 09/02/2016
METROPOLITAN CAPITAL INVESTMENT BANC, INC. (CHICAGO IL)
IL
04/04/2014 - 07/02/2014
AMERICAN TRUST INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
03/04/2010 - 03/14/2012
MCCLENDON, MORRISON & PARTNERS, INC. (BARRINGTON IL)
MN
06/05/2006 - 12/31/2009
FELTL & COMPANY (PLYMOUTH MN)
IL
03/31/2000 - 02/10/2006
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
IL
06/27/1996 - 07/08/1998
NESBITT BURNS SECURITIES INC. (CHICAGO IL)
IL
05/19/1995 - 06/04/1996
DUFF & PHELPS SECURITIES CO. (CHICAGO IL)
BC
Issued 03/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/06/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 42 - Registered Options Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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