Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Taylor is a securities professional with extensive experience in the financial industry. Douglas has held various positions at prominent firms such as Whitaker Securities LLC, Seaboard Securities, Inc., Chapdelaine Corporate Securities & Co, Asiel & Co., Fundamental Brokers Inc., and RMJ Securities Corp. Douglas is currently registered with Tradition Securities and Derivatives LLC and holds the Series 72 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/11/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/24/2008 - 07/05/2023
WHITAKER SECURITIES LLC (NEW YORK NY)
NJ
02/27/1997 - 07/25/2008
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
04/23/1990 - 02/10/1997
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
01/01/1990 - 04/07/1990
ASIEL & CO. (NEW YORK NY)
NA
05/24/1988 - 09/01/1989
FUNDAMENTAL BROKERS INC.
NA
07/25/1987 - 05/11/1988
RMJ SECURITIES CORP.
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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