Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Peter Johnson is a financial advisor with over 10 years of experience in the industry. Douglas is a Chartered Financial Analyst and has held several positions at various firms, including Ameriprise Financial Services, Inc., and Questar Capital Corporation. Currently, Douglas is an investment advisor representative at HCM Wealth Advisors, where he provides financial advice to individuals and families. Douglas is a Series 6, 7, 86, 87, and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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OH
09/29/2017 - Present
HCM Wealth Advisors (CINCINNATI OH)
OH
01/12/2007 - 09/01/2017
AMERIPRISE FINANCIAL SERVICES, INC. (CINCINNATI OH)
IN
09/16/2004 - 12/20/2006
QUESTAR CAPITAL CORPORATION (WEST HARRISON IN)
IL
12/02/2003 - 05/13/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 12/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/26/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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