Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Eng is a financial advisor with over 20 years of experience in the industry. He is a registered representative with Independent Financial Group, LLC and holds Series 7, Series 63, and Series 65 licenses. Douglas has experience providing financial advice to individuals, families, businesses, and charitable organizations. Douglas also has experience providing financial planning, portfolio management, and pension consulting services. He is a dedicated and experienced advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/10/2020 - Present
Independent Financial Group, LLC (San Francisco CA)
CA
01/03/2011 - 07/07/2020
WELLS FARGO CLEARING SERVICES, LLC (BERKELEY CA)
CA
06/03/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BERKELEY CA)
CA
11/04/2004 - 02/15/2005
WESCOM FINANCIAL SERVICES (ANAHEIM CA)
CA
09/10/2003 - 11/03/2004
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
NY
02/05/2003 - 07/08/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
12/21/1999 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
06/16/1999 - 10/28/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
02/13/1998 - 06/29/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
01/03/1997 - 05/09/1997
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
BC
Issued 03/31/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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