Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Castren is a registered representative with Principal Securities, Inc. Douglas has been in the industry since 1993, registered as a securities agent in New York, Florida, and Pennsylvania. Douglas is also an Investment Advisor Representative for Principal Securities, Inc. in New York and has passed the Series 63, Series 65 and Series 6 exams. In addition to the licenses and exams listed above, Douglas also holds the Series SIE license. Prior to joining Principal Securities, Inc., Douglas was associated with Signator Investors, Inc. and John Hancock Mutual Life Insurance Company. Douglas's experience includes financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
06/30/2021 - Present
Principal Securities, Inc. (DEPEW NY)
NY
09/21/1993 - 07/14/2014
SIGNATOR INVESTORS, INC. (WILLIAMSVILLE NY)
MA
09/21/1993 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 01/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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