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Douglas Paul Smith

Edward Jones

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About Douglas Paul Smith

Douglas Paul Smith is a financial advisor at Edward Jones. Douglas has been in the industry since 1992 and has experience with both retail and institutional clients. Douglas has a wide range of experience in the industry including working for a variety of firms, including Citigroup Global Markets Inc., Paine Webber Incorporated, and LPL Financial LLC. Douglas is also a Certified Financial Planner. Douglas specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Douglas is licensed in multiple states.

Firm Information

Douglas Smith is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Douglas Smith’s Registration & Firm History

ME

07/25/2019 - Present

Edward Jones (PORTLAND ME)

MA

04/17/2003 - 12/07/2016

LPL FINANCIAL LLC (SALEM MA)

NY

05/16/1997 - 04/28/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

10/07/1993 - 05/06/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

CO

08/17/1992 - 09/02/1993

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

IA

Issued 01/03/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/17/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/1999

Series 3 - National Commodity Futures Examination

BC

Issued 08/11/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Douglas Paul Smith. Review regulatory record here.
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