Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Paul Ruberg is a financial advisor with Fidelity Brokerage Services LLC. Douglas has over 17 years of experience in the financial industry, having worked for both Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Douglas has a wide range of experience and holds licenses for both Series 6 and Series 7, and has passed the Series 63 and SIE examinations. He has registered and is in good standing in 52 states as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
04/13/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
RI
05/28/2004 - 02/07/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
03/08/2004 - 05/26/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/24/1995 - 06/27/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 04/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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