Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Paul Rorech is a financial advisor with Stifel, Nicolaus & Company, Inc.. Douglas Rorech has been in the industry since 2001. He is a registered representative in the state of New York. He holds Series 63, Series 7 and Series 24 licenses. Douglas Rorech previously worked at Knight Capital Americas LLC, Knight Capital Americas, L.P., Knight Libertas LLC, CRT Capital Group LLC and Bear, Stearns & Co. Inc. He has expertise in various specializations such as Fixed Income, Mutual Funds, Variable Annuities, Equity, Options, Futures, and Retirement Planning. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/28/2013 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
CT
07/02/2012 - 06/28/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
02/21/2008 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
CT
05/27/2003 - 02/19/2008
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
03/26/2002 - 11/27/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/06/1996 - 11/11/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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