Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Paul Ragusa is a financial advisor who is registered in Massachusetts. Douglas has been in the industry since September 5, 1996. Douglas is currently associated with Empower Financial Services, Inc. in Greenwood Village, Colorado and previously worked with MML DISTRIBUTORS, LLC, MML INVESTORS SERVICES, LLC, NYLIFE DISTRIBUTORS LLC, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Douglas holds FINRA Series 6, 7, 26 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MA
05/01/2014 - 01/04/2021
MML DISTRIBUTORS, LLC (Canton MA)
MA
12/21/2011 - 05/01/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
10/19/2005 - 12/01/2011
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
RI
09/29/1992 - 11/29/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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