Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Paul Lewis is a financial advisor with Columbia Management Investment Advisers, LLC in Carlsbad, CA. Douglas has been working in the financial services industry since 1991. Douglas is registered in California, Nevada, and Utah. Douglas is also a Certified Financial Planner. In addition to the current position at Columbia Management Investment Advisers, LLC, Douglas was previously employed by Columbia Management Investment Distributors, Inc. in Boston, MA, Columbia Management Distributors, Inc. in Boston, MA, Planco Financial Services, Inc. in Hartford, CT, Hartford Equity Sales Company Inc. in Hartford, CT, John Hancock Funds, Inc. in Boston, MA, Linsco/Private Ledger Corp. in Fort Mill, SC, The Advisors Group, Inc. in Bethesda, MD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
10/18/2023 - Present
Columbia Management Investment Advisers, LLC (Carlsbad CA)
MA
05/01/2010 - 09/20/2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
09/20/2004 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
CT
10/11/2001 - 09/21/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
05/10/2000 - 10/23/2001
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MA
11/01/1999 - 04/26/2000
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
SC
02/10/1997 - 09/16/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MD
03/07/1991 - 04/02/1997
THE ADVISORS GROUP, INC. (BETHESDA MD)
BC
Issued 03/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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