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Douglas Paul Harrigan

Wharton Midmarket Investment Advisors Inc.

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About Douglas Paul Harrigan

Douglas Harrigan is an investment advisor representative with Wharton Midmarket Investment Advisors Inc.. Douglas has been in the securities industry since November 18, 1990 and has a Series 6 and Series 66 license. Douglas has been registered with the state of Connecticut since January 12, 2021. Douglas has previously worked for Niagara International Capital Limited, Cetera Advisor Networks LLC, Walnut Street Securities, Inc., Lincoln Financial Securities Corporation, Polaris Financial Services, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America.

Firm Information

Douglas Harrigan is currently registered with Wharton Midmarket Investment Advisors Inc.. Wharton Midmarket Investment Advisors Inc. is an investment advisor headquartered in Woodbridge, CT. The firm, with 2 licensed agents, primarily manages assets for high-net-worth individuals, corporations, and individuals. They offer financial planning and portfolio management services. As of the latest data available, the firm manages approximately $222,360,550 in assets.
Wharton Midmarket Investment Advisors Inc.

27 BROOK ROAD

WOODBRIDGE, CT 06525

$222.36M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Harrigan’s Registration & Firm History

CT

01/12/2021 - Present

Wharton Midmarket Investment Advisors Inc. (Milford CT)

CT

06/03/2015 - 05/18/2017

NIAGARA INTERNATIONAL CAPITAL LIMITED (MILFORD CT)

CT

09/03/2013 - 11/10/2014

CETERA ADVISOR NETWORKS LLC (MILFORD CT)

CT

11/18/2009 - 09/03/2013

WALNUT STREET SECURITIES, INC. (MILFORD CT)

CT

07/08/2000 - 12/03/2009

LINCOLN FINANCIAL SECURITIES CORPORATION (MILFORD CT)

NH

11/17/1995 - 07/08/2000

POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)

NJ

10/10/1989 - 06/01/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

10/10/1989 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 09/11/1996

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Paul Harrigan.
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