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Douglas Paul Grafstein

Nylife Securities LLC

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About Douglas Paul Grafstein

Douglas Grafstein is a financial advisor with Nylife Securities LLC in Melville, NY. Douglas has been in the financial industry since 2012. Douglas holds the Series 6 and Series 63 securities licenses and has passed the Securities Industry Essentials (SIE) Exam. Douglas is registered to offer securities in New York and North Carolina.

Firm Information

Douglas Grafstein is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Grafstein’s Registration & Firm History

NY

08/07/2012 - Present

Nylife Securities LLC (MELVILLE NY)

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Licenses & Designations

BC

Issued 01/30/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Paul Grafstein.
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