Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Paul Dhom is a registered investment advisor representative with Voya Investment Management Co. LLC. Douglas has over 30 years of experience in the financial services industry. Douglas has been registered with the Securities and Exchange Commission since 1989. Douglas holds the Series 7, Series 63, and Series 65 licenses. Douglas specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
12/12/2022 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
GA
06/14/2018 - 12/09/2022
CHARLES SCHWAB & CO., INC. (Atlanta GA)
NJ
07/01/2015 - 06/07/2017
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
TX
01/17/2006 - 06/12/2015
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
07/15/2005 - 01/05/2006
AT INVESTOR SERVICES, INC. (NEW YORK NY)
GA
01/01/1999 - 07/15/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
TX
12/13/1989 - 01/01/1999
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NA
05/19/1988 - 08/29/1989
COLONIAL INVESTMENT SERVICES, INC.
NA
12/22/1987 - 01/18/1988
THE STUART-JAMES COMPANY, INC.
IA
Issued 05/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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