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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Sanker is an active Investment Advisor Representative with UBS Financial Services Inc. Douglas has been in the financial services industry since August 25, 1985. Prior to joining UBS Financial Services Inc., Douglas worked at McDonald Investments Inc., Key Investments Inc., Society Investments, Inc., The Ohio Company, and Dean Witter Reynolds Inc. Douglas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 65, Series 7, and SIE licenses. Douglas is also registered in 30 states as an Investment Advisor Representative and in 3 states as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
06/26/2008 - Present
UBS Financial Services Inc. (ROCKY RIVER OH)
OH
05/14/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (ROCKY RIVER OH)
OH
03/03/1995 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
08/29/1986 - 03/03/1995
SOCIETY INVESTMENTS, INC.
NA
01/30/1984 - 11/19/1984
THE OHIO COMPANY
NA
10/26/1983 - 01/06/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 05/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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