Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Deering is a financial professional with over 10 years of experience in the industry. Douglas is currently registered with Assetmark, Inc. in Minnesota. Prior to that, Douglas worked at Capital Brokerage Corporation in Virginia and John Hancock Distributors LLC in Illinois. Douglas holds the Series 7, 6, 63, and 65 licenses. Douglas specializes in providing financial planning, pension consulting, and portfolio management services to individuals, investment companies, and pension and profit-sharing plans. Douglas is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/07/2020 - Present
Assetmark, Inc. (CONCORD CA)
VA
12/03/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
04/20/2012 - 11/14/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
10/24/2011 - 02/02/2012
JOHN HANCOCK DISTRIBUTORS LLC (DOWNERS GROVE IL)
IA
Issued 06/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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