Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Padden is a financial advisor with over 15 years of experience in the industry. Douglas is currently registered with CWM, LLC and holds registrations in Massachusetts, Rhode Island, and Texas. Previously, Douglas worked at MSI Financial Services, Inc., MML Investors Services, LLC, and NYLIFE Securities LLC. Douglas has a strong focus on providing financial planning and portfolio management services to individuals, high net worth individuals, corporations, and pension and profit sharing plans. Douglas's experience and expertise make him a valuable resource for clients seeking comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
RI
10/22/2020 - Present
CWM, LLC (Providence RI)
MA
03/25/2017 - 10/26/2020
MML INVESTORS SERVICES, LLC (WELLESLEY MA)
MA
08/09/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WELLESLEY MA)
MA
09/03/2007 - 08/15/2016
NYLIFE SECURITIES LLC (WALTHAM MA)
BOTH
Issued 02/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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