Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Pfeifer is a financial advisor at Edward Jones. Douglas has been in the financial services industry since 1989. Douglas is registered with FINRA and is also registered in several states. Douglas specializes in Retirement Planning, College Savings, Asset Allocation, Mutual Funds and Estate Planning. Douglas holds the Series 7, Series 6, Series 63, and Series 65 securities licenses, as well as the SIE exam. Douglas is a Certified Financial Planner and a Chartered Financial Consultant. Douglas is also involved in the community and is a member of the Roca Chamber of Commerce. Douglas is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
01/17/2019 - Present
Edward Jones (LINCOLN NE)
NE
10/23/1995 - 09/25/2013
LPL FINANCIAL LLC (LINCOLN NE)
NY
10/14/1993 - 10/26/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NA
01/20/1992 - 10/12/1993
G. R. PHELPS & CO., INC.
MN
07/26/1989 - 01/15/1992
AMEV INVESTORS, INC. (OAKDALE MN)
IA
Issued 06/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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