Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Geron is a financial advisor with LPL Financial LLC. He is a Registered Representative and Investment Advisor Representative in New Jersey, South Carolina and Texas. Douglas has been in the financial services industry since 2012. Douglas has a strong background in providing financial planning and investment management services to individuals and families. Douglas has a diverse set of credentials and holds Series 7, Series 31, Series 63 and Series 65 licenses. He is also registered with FINRA and the SEC. Douglas is committed to providing his clients with personalized financial advice that meets their unique needs. He is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/07/2021 - Present
LPL Financial LLC (MT PLEASANT SC)
NY
08/17/2012 - 07/02/2019
MORGAN STANLEY (NEW YORK NY)
IA
Issued 06/07/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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