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Douglas P Geraghty

Flagstar Advisors

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About Douglas P Geraghty

Douglas Geraghty is a financial advisor with over 10 years of experience in the industry. Douglas has worked for a number of prominent financial institutions, including Commonwealth Financial Network, Capital One Investing, LLC, LPL Financial, LLC, and Vanderbilt Securities, LLC. Douglas currently works for Flagstar Advisors. Douglas holds a Certified Financial Planner designation and is licensed to provide investment advice in the state of New York. Douglas focuses on providing investment advice to individuals, corporations, and charitable organizations. Douglas specializes in portfolio management for individuals and businesses, as well as pension consulting and selection of other advisors.

Firm Information

Douglas Geraghty is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Geraghty’s Registration & Firm History

NY

08/24/2023 - Present

Flagstar Advisors (New York NY)

NY

01/11/2023 - 08/01/2023

ARK GLOBAL, LLC (Woodbury NY)

NY

03/21/2022 - 08/01/2023

IMPACTU.INVESTMENTS, LLC (Woodbury NY)

NY

03/21/2022 - 08/01/2023

VANDERBILT SECURITIES, LLC (WOODBURY NY)

NY

09/10/2018 - 04/01/2022

LPL FINANCIAL LLC (JERICHO NY)

VA

09/23/2016 - 09/07/2018

CAPITAL ONE INVESTING, LLC (MCLEAN VA)

MA

05/12/2014 - 09/22/2016

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

NY

12/10/2012 - 05/16/2014

CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)

NY

10/04/2012 - 11/20/2012

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/31/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/17/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2023

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 12/01/2014

Series 4 - Registered Options Principal Examination

BC

Issued 03/31/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/26/2013

Series 24 - General Securities Principal Examination

BC

Issued 02/13/2023

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2015

Series 52 - Municipal Securities Representative Examination

BC

Issued 10/03/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas P Geraghty.
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