Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Bower is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. He has been in the financial services industry since 2007. Douglas's career in financial services includes experience with Morgan Stanley and Wells Fargo Advisors LLC. Douglas is registered with the state of Utah and Texas. He is a registered representative and investment advisor representative and holds the Series 7, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
11/16/2022 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
10/07/2021 - 07/22/2022
MORGAN STANLEY (South Jordan UT)
UT
01/03/2011 - 10/04/2021
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
01/26/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
IA
Issued 08/08/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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