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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Omar Ramirez is a financial advisor with over 30 years of experience in the industry. Currently, Douglas Omar Ramirez is a Registered Representative of Citigroup Global Markets Inc. Douglas Omar Ramirez is a licensed and registered advisor in many states. Douglas Omar Ramirez has previously worked with several other firms in the industry including CITICORP INVESTMENT SERVICES, JOSEPHTHAL & CO., INC., GLOBAL CAPITAL SECURITIES, INC., J. T. MORAN & CO., INC., and SHEARSON LEHMAN HUTTON INC. Douglas Omar Ramirez specializes in providing financial planning, asset allocation advice, and portfolio management services to individuals, businesses, corporations, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (ROCKVILLE CENTRE NY)
NY
09/25/1998 - 05/29/2007
CITICORP INVESTMENT SERVICES (PLAINVIEW NY)
NY
02/08/1991 - 09/10/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
01/31/1990 - 01/30/1991
GLOBAL CAPITAL SECURITIES, INC.
NA
05/08/1989 - 01/27/1990
J. T. MORAN & CO., INC.
NA
11/09/1988 - 05/22/1989
SHEARSON LEHMAN HUTTON INC.
IA
Issued 04/22/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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