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Douglas Nelson Uhl

Fortune Financial Services, Inc.

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About Douglas Nelson Uhl

Douglas Nelson Uhl is a registered representative with Fortune Financial Services, Inc. based in Scottsdale, Arizona. Douglas has been in the financial services industry since June 11, 1992. Prior to joining Fortune Financial Services, Inc., Douglas worked with Royal Alliance Associates, Inc., Signator Investors, Inc., Transamerica Financial Advisors, Inc, Walnut Street Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Douglas is licensed to sell securities in Arizona, Illinois, and Ohio.

Firm Information

Douglas Uhl is currently registered with Fortune Financial Services, Inc.. Fortune Financial Services, Inc. is a Corporation formed on October 21, 1996, and is registered to conduct business in all 50 states, the District of Columbia, and the Virgin Islands. The firm has one approved SEC registration and 52 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

74

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Uhl’s Registration & Firm History

AZ

01/02/2019 - Present

Fortune Financial Services, Inc. (Scottsdale AZ)

AZ

11/02/2018 - 12/31/2018

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

05/13/2016 - 11/02/2018

SIGNATOR INVESTORS, INC. (SCOTTSDALE AZ)

AZ

07/20/1998 - 05/13/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (SCOTTSDALE AZ)

CA

04/15/1996 - 07/21/1998

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

MA

03/16/1992 - 01/18/1996

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/16/1992 - 01/18/1996

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Nelson Uhl.
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