Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Nelson Haines is a financial advisor at Northwestern Mutual Investment Services, LLC. Douglas has been in the industry since May 2015. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, Series 63 and SIE licenses. Douglas is licensed in Florida, Michigan, Ohio, Pennsylvania, South Carolina and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
05/06/2015 - Present
Northwestern Mutual Investment Services, LLC (Cranberry Twp PA)
BC
Issued 03/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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