Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Nelson is a financial professional with over 20 years of experience in the industry. Douglas is currently registered with Hilltop Securities Inc., and is licensed in 53 states. Douglas has worked with a variety of firms throughout his career, including Janus Distributors LLC, George K. Baum & Company, Delaware Distributors, L.P., and Voyageur Investments, Inc. Douglas has expertise in a range of areas, including investment management for individuals, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CO
04/28/2021 - Present
Hilltop Securities Inc. (Denver CO)
CO
03/22/2005 - 10/17/2008
JANUS DISTRIBUTORS LLC (DENVER CO)
MO
10/31/2003 - 02/18/2005
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
PA
06/02/1997 - 10/28/2003
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
NA
10/23/1996 - 08/12/1997
VOYAGEUR INVESTMENTS, INC.
NE
03/25/1991 - 10/10/1996
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
MN
03/20/1990 - 04/04/1991
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
NA
03/27/1986 - 09/18/1986
FIRST INVESTORS CORPORATION
BC
Issued 08/27/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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